4. Quality Documents Review
The ISO auditor will view all your quality manuals and documents related to various policies and procedures being followed in the organization. Review of existing work will help the ISO auditor to identify the possible gaps against the requirements stipulated in the ISO standards.
5. Make an Action Plan
After the ISO auditor communicates the existing gaps in your organization, you should prepare an action plan to eliminate these gaps. Prepare the list of the required tasks to be performed to bring the desired changes in your organization. You may be required to give training to your employees to work efficiently while adapting to new procedures. Make all the employees aware of the ISO standards in terms of work efficiency and quality standards. being maintained by the organization. It is conducted from time to time.
6. Initial Certification Audit (Stage 1 and Stage 2 Audit)
The initial certification audit is divided into two categories:
- Stage 1: The ISO auditor will audit the changes made by you in the organization. They will then try to identify the possible non-conformities in your systems and procedures to the desired quality management system. They will divide these non-conformities into minor and major non-conformities. The applicant must carefully assess all these non-conformities and get it aligned as per the desired quality standards through modification in the techniques and processes used by the organization.
- Stage 2: After all the required changes are done in the organization, the ISO auditor does the final auditing. The auditor will check whether all the non-conformities have been eliminated or not as per ISO quality standards. If the ISO auditor is satisfied, they will prepare the final ISO audit report and forward it to the registrar.
7. Completing the ISO Certification
Upon completion of each certification activity, the certification body will conduct an independent and impartial review of the audit to evaluate the outcomes of the audit processes including related recommendations of the auditing team prior to issuing certification.
Based on the audit conclusions, the Reviewer makes a decision to grant, maintain, renew and/or restore certification if there is sufficient objective evidence of conformity; or to refuse, suspend or withdraw certification if there is not sufficient evidence of conformity or significant evidence of nonconformity.
Certification cannot be issued if the organization persistently or seriously fails to meet certification requirements, such a frequency of audits, lack of implementation of effective corrective actions, default of payment. The Reviewer may also decide to include expansion or reduction of the scope of certification.
After all non-conformities are addressed and all the findings are put in the ISO audit report, the registrar will grant you the ISO certification.
8. Certification
Congratulations! At this point, your organization has achieved its certification and will be registered as such. When you receive your certificate, you’ll gain the assurance your certification affords.
9. Surveillance Audits
Surveillance audit is basically conducted to ensure that ISO quality standards are being maintained by the organization. It is conducted from time to time.
Regular annual or semi-annual surveillance visits are performed according to your preference and standard requirements. A full certification re-assessment will take place every three years ensure ongoing conformity.
10. Re-certification
A full certification re-assessment will take place every three years ensure ongoing conformity.